DOCUMENT TYPE
ORDER
Showing 37 of 37 documents
- 2024 Equity Incentive Plan→Exhibit (d)(11) to Schedule TO · Originally filed as Form S-1 (333-284237), Ex. 10.36 · Filed January 22, 2025https://www.sec.gov/Archives/edgar/data/1737995/000149315225003225/ex10-36.htm
- Form of Underwriting Agreement→Exhibit (d)(1) to Schedule TO · Originally filed as Form 8-K, Ex. 10.1 · Filed January 30, 2025https://www.sec.gov/Archives/edgar/data/1737995/000149315225004282/ex10-1.htm
- Form of Series A Warrant→Exhibit (d)(3) to Schedule TO · Originally filed as Form 8-K, Ex. 4.2 · Filed January 30, 2025https://www.sec.gov/Archives/edgar/data/1737995/000149315225004282/ex4-2.htm
- Form of Series B Warrant→Exhibit (d)(4) to Schedule TO · Originally filed as Form 8-K, Ex. 4.3 · Filed January 30, 2025https://www.sec.gov/Archives/edgar/data/1737995/000149315225004282/ex4-3.htm
- Certificate of Designation of Series D Preferred Stock, dated July 16, 2025→Exhibit (d)(2) to Schedule TO · Originally filed as Form 8-K, Ex. 3.1 · Filed July 18, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225020215/ex3-1.htm
- Subscription and Investment Representation Agreement, dated July 16, 2025, between Sharps Technology, Inc. and Paul K. Danner→Exhibit (d)(12) to Schedule TO · Originally filed as Form 8-K, Ex. 10.1 · Filed July 18, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225020215/ex10-1.htm
- Form of Cash Pre-Funded Warrant→Exhibit (d)(5) to Schedule TO · Originally filed as Form 8-K, Ex. 4.1 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex4-1.htm
- Form of Cryptocurrency Pre-Funded Warrant→Exhibit (d)(6) to Schedule TO · Originally filed as Form 8-K, Ex. 4.2 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex4-2.htm
- Form of Cash Stapled Warrant→Exhibit (d)(7) to Schedule TO · Originally filed as Form 8-K, Ex. 4.3 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex4-3.htm
- Form of Cryptocurrency Stapled Warrant→Exhibit (d)(8) to Schedule TO · Originally filed as Form 8-K, Ex. 4.4 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex4-4.htm
- Form of First Amendment to Series A Warrant→Exhibit (d)(9) to Schedule TO · Originally filed as Form 8-K, Ex. 4.5 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex4-5.htm
- Form of Cash Securities Purchase Agreement, dated as of August 25, 2025→Exhibit (d)(13) to Schedule TO · Originally filed as Form 8-K, Ex. 10.1 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex10-1.htm
- Form of Cryptocurrency Securities Purchase Agreement, dated as of August 25, 2025→Exhibit (d)(14) to Schedule TO · Originally filed as Form 8-K, Ex. 10.2 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex10-2.htm
- Form of Registration Rights Agreement, dated as of August 25, 2025→Exhibit (d)(15) to Schedule TO · Originally filed as Form 8-K, Ex. 10.3 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex10-3.htm
- Separation Agreement between Sharps Technology, Inc. and Robert M. Hayes→Exhibit (d)(18) to Schedule TO · Originally filed as Form 8-K, Ex. 10.6 · Filed August 25, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225025338/ex10-6.htm
- Strategic Warrant issued under the Strategic Advisor Agreement dated August 28, 2025→Exhibit (d)(10) to Schedule TO · Originally filed as Form 8-K, Ex. 4.6 · Filed September 2, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225026137/ex4-6.htm
- Sales Agreement, dated as of September 2, 2025, with Cantor Fitzgerald & Co. and Aegis Capital Corp.→Exhibit (d)(19) to Schedule TO · Originally filed as Form 8-K, Ex. 1.1 · Filed September 2, 2025https://www.sec.gov/Archives/edgar/data/1737995/000164117225026162/ex1-1.htm
- Form of Waiver and Consent, dated September 26, 2025→Exhibit (d)(20) to Schedule TO · Originally filed as Form 8-K, Ex. 10.1 · Filed September 29, 2025https://www.sec.gov/Archives/edgar/data/1737995/000149315225016057/ex10-1.htm
- Open Market Share Repurchase Agreement, dated October 6, 2025→Exhibit (d)(21) to Schedule TO · Originally filed as Form 8-K, Ex. 10.1 · Filed October 9, 2025https://www.sec.gov/Archives/edgar/data/1737995/000149315225017529/ex10-1.htm
- Lock-up Agreement, dated January 15, 2026, between Sharps Technology, Inc. and SOL Markets→Exhibit (d)(22) to Schedule TO · Originally filed as Form 8-K, Ex. 10.1 · Filed January 16, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226002584/ex10-1.htm
- Amended and Restated Employment Agreement, dated May 13, 2026, with Alice Zhang→Exhibit (d)(16) to Schedule TO · Originally filed as Form 10-Q, Ex. 10.2 · Filed May 14, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226023214/ex10-2.htm
- Amended and Restated Employment Agreement, dated May 13, 2026, with Paul K. Danner→Exhibit (d)(17) to Schedule TO · Originally filed as Form 10-Q, Ex. 10.1 · Filed May 14, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226023214/ex10-1.htm
- Certificate of Designation, Preferences, and Rights of Series C Preferred Stock, dated May 14, 2026→Exhibit (d)(23) to Schedule TO · Originally filed as Form 10-Q, Ex. 3.1 · Filed May 14, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226023214/ex3-1.htm
- Rights Plan, dated as of May 14, 2026, with VStock Transfer LLC, as rights agent→Exhibit (d)(24) to Schedule TO · Originally filed as Form 10-Q, Ex. 4.1 · Filed May 14, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226023214/ex4-1.htm
- Form of Rights Certificate (included as an exhibit to the Rights Plan)→Exhibit (d)(25) to Schedule TO · Originally filed as Form 10-Q, Ex. 4.1 · Filed May 14, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226023214/ex4-1.htm
- Employment Agreement, dated May 22, 2026, with Arthur Levine→Exhibit (d)(26) to Schedule TO · Originally filed as Form 8-K, Ex. 10.1 · Filed May 29, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226026381/ex10-1.htm
- SkyAI press release dated October 11, 2026 regarding the tender offer→Exhibit (a)(1)(F) to Schedule TO · Originally filed as Form 8-K, Ex. 99.1 · Filed October 13, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226046759/ex99-1.htm
- Schedule TO-C: pre-commencement communication filing the October 11, 2026 press release→Main filing document · Schedule TO-C filing · Filed October 13, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226046761/formsctoc.htm
- SkyAI press release dated October 14, 2026 regarding the tender offer→Exhibit (a)(1)(G) to Schedule TO · Originally filed as Form 8-K, Ex. 99.1 · Filed October 15, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226047079/ex99-1.htm
- Schedule TO-C: pre-commencement communication filing the October 14, 2026 press release→Main filing document · Schedule TO-C filing · Filed October 15, 2026https://www.sec.gov/Archives/edgar/data/1737995/000149315226047080/formsctoc.htm
- Schedule TO-I: Tender Offer Statement by SkyAI, Inc. for its common stock, pre-funded warrants and strategic warrants→Main filing document · Schedule TO-I filing · Filed October 16, 2026https://www.sec.gov/Archives/edgar/data/1737995/000093041326003076/c117899_sctoi.htm
- Filing Fee Table for the Schedule TO-I tender offer statement→Exhibit 107 to Schedule TO · Schedule TO-I filing · Filed October 16, 2026https://www.sec.gov/Archives/edgar/data/1737995/000093041326003076/c117899_ex107-ixbrl.htm
- Offer to Purchase dated October 15, 2026: full terms and conditions of the $3.00 per share tender offer→Exhibit (a)(1)(A) to Schedule TO · Schedule TO-I filing · Filed October 16, 2026https://www.sec.gov/Archives/edgar/data/1737995/000093041326003076/c117899_ex-a1a.htm
- Letter of Transmittal for tendering shares of Common Stock→Exhibit (a)(1)(B) to Schedule TO · Schedule TO-I filing · Filed October 16, 2026https://www.sec.gov/Archives/edgar/data/1737995/000093041326003076/c117899_ex-a1b.htm
- Letter of Transmittal for tendering Pre-Funded Warrants and Strategic Warrants→Exhibit (a)(1)(C) to Schedule TO · Schedule TO-I filing · Filed October 16, 2026https://www.sec.gov/Archives/edgar/data/1737995/000093041326003076/c117899_ex-a1c.htm
- Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees→Exhibit (a)(1)(D) to Schedule TO · Schedule TO-I filing · Filed October 16, 2026https://www.sec.gov/Archives/edgar/data/1737995/000093041326003076/c117899_ex-a1d.htm
- Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees→Exhibit (a)(1)(E) to Schedule TO · Schedule TO-I filing · Filed October 16, 2026https://www.sec.gov/Archives/edgar/data/1737995/000093041326003076/c117899_ex-a1e.htm
IMPORTANT INFORMATION
This page is provided for convenience only and is not an offer to buy or the solicitation of an offer to sell any securities. The tender offer is made solely by the Offer to Purchase and the related Letters of Transmittal filed with the SEC. Holders should read those documents carefully before making any decision about the offer.